Senior Vice President, OPS Regulatory Oversight Management; CASS

Senior Vice President, OPS Regulatory Oversight Management (CASS) Job Description

We’re seeking a future team member for the role of Senior Vice President, Client Asset Safety, to join our Wealth Services Platform team. This role is located in Manchester or London.

In this role, you’ll make an impact in the following ways:

• Oversight of the operational effectiveness of BNY Pershing’s systems and controls designed to achieve compliance with the Financial Conduct Authority’s (FCA) Client Asset Rules (CASS), CBI Client Asset rules and JFSC Client Asset rules.
• Manage the Client Asset Oversight quality assurance plan to ensure that we meet our regulatory requirements and obligations.
• Prepare and submit reports at Board and Executive Committee level to Senior Management and the Head of Client Asset Oversight.
• Act as the CASS SME for business initiatives from a client asset safety perspective and participate in Project Steering or Working Groups.
• Identify and implement opportunities to enhance and automate controls and culture to mitigate risk to BNY Pershing, its clients and the market.

To be successful in this role, we’re seeking the following:

• Bachelor’s degree and several years of experience in a senior client asset specific role.
• Strong experience of operational application of client asset rules.
• Full understanding of managing breaches of the regulations, including materiality assessment and regulatory reporting where required.
• Experience of regulatory submissions/notifications such as CMAR/MCAR and adherence to regulatory deadlines.
• Experience of managing an operations or Client Asset Oversight team.

BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay‑for‑performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.

BNY is an Equal Employment Opportunity/Affirmative Action Employer — Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.

• Job Identification 75364
• Job Category Reconciliations & Control
• Posting Date 06/30/2026, 07:43 AM
• Locations 1 Piccadilly Gardens, Manchester, GT MAN, M1 1RN
  , GB; 160 Queen Victoria Street, London, GT LON, EC4V 4LA
  , GB