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Compliance Manager – RIA; Path to CCO
Job in
Manhattan, Riley County, Kansas, 66506, USA
Listed on 2026-01-12
Listing for:
CGN Advisors, LLC
Full Time
position Listed on 2026-01-12
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
A financial advisory firm in Manhattan is seeking a Compliance Associate or Manager to oversee its compliance program. This role includes managing daily compliance tasks, educating internal advisors on regulations, and interacting with regulators. The ideal candidate will have 3-7 years of regulatory compliance experience and be proficient in compliance software and Microsoft Office. Competitive compensation between $65,000 and $125,000, including benefits like health insurance and 401k with company match.
A supportive team environment focused on progression to leadership roles is offered.
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