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Job Description & How to Apply Below
A wealth management firm is seeking a Chief Compliance Officer (CCO) to oversee its compliance and regulatory function in Markham. The CCO will ensure compliance with securities regulations and lead initiatives for operational excellence. The role requires a strong background in regulatory reporting and audit management, along with the ability to operate both strategically and hands-on. This is a senior role with significant influence on compliance culture and functions within the organization.
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