Senior Compliance Testing Analyst
Job in
Markham, Ontario, Canada
Listing for:
The Toronto-Dominion Bank (Canada)
Full Time
position
Listed on 2026-02-16
Job specializations:
-
Finance & Banking
Financial Compliance, Risk Manager/Analyst
Job Description & How to Apply Below
Position: Senior Compliance Testing Analyst (4466)
Description
:
KEY ACCOUNTABILITIES
CUSTOMER
Execute testing engagement work in accordance with established standards to achieve completion within target timelinesConduct skilled analytical research and analysis as part of the testing engagement and initiativesWork collaboratively with key partners throughout the testing engagementPresent objective and independent opinion on the adequacy of RCM processes and controls in accordance with regulatory and internal requirementsExecute follow-up of findings raised from testing engagements in accordance with established standardsProvide subject matter expertise and/or input to projects/initiatives as a representative for area of specializationProactively identify matters which require additional attention, further escalation, or review, and liaise with the appropriate groups to resolveSHAREHOLDER
Prioritize and manage own workload to deliver quality results and meet assigned timelinesContribute to the analysis, due diligence, and implementation of initiatives within defined area of responsibilityAdhere to internal policies, standards and procedures, methodologies, and applicable regulatory requirements to contribute to the review of internal processes and activities and assist in identifying potential opportunities to improve Compliance controlsUnderstand the operations of the business unit/area being tested and to identify potential Compliance risks and apply information to complete a quality, risk-based engagementClearly and concisely document research as required to understand requirements specific to an engagementKeep abreast of emerging trends/developments and changes to regulatory framework, internal policies, and standardsActively manage relationships within and across various business lines, corporate and/or control functions, and ensure alignment with enterprise and/or regulatory requirementsProvide analysis on issues and effectively communicate results to Compliance Testing management and the clientMaintain a culture of risk management and control, supported by effective processes in alignment with risk appetiteEMPLOYEE / TEAM
Participate fully as a member of the team, support a positive work environment that promotes service to the business, quality, innovation and teamwork and promote timely communication of issues/ points of interestProvide thought leadership and/ or industry knowledge for own area of expertise in own area and participate in knowledge transfer within the team and business unitKeep current on emerging trends/ developments and grow knowledge of the business, related tools and techniquesParticipate in personal performance management and development activities, including cross training within own teamKeep others informed and up-to-date about the status / progress of projects and / or all relevant or useful information related to day-to-day activitiesContribute to team development of skills and capabilities through mentorship of others, by sharing knowledge and experiences and leveraging best practices.Lead, motivate and develop relationships with internal and external business partners / stakeholders to develop productive working relationshipsContribute to a fair, positive and equitable environment that supports a diverse workforceAct as a brand ambassador for your business area/function and the bank, both internally and/or externallyBREADTH & DEPTH
Work independently as an subject matter expert of the functional area and/or business are supported and applicable regulatory requirements, and may coach and educate othersOversee and/or independently perform work from end to endExecute on more complex and/or non-standard requestsUndertake and complete a variety of projects and initiatives, may include the integration of cross functional processes within own area of expertisePerforms complex analysis and reportingGenerally reports to a Manager roleEXPERIENCE & EDUCATION
3–5 years of Internal Audit experience, preferably with exposure to design and operating effectiveness testing of controls.Professional credentials such as CPA or CA; experience from external audit firms considered an asset.Hands-on end-to-end control testing…
Position Requirements
10+ Years
work experience
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