×
Apply for Jobs Apply for Jobs Post a Job Post a Job Local Jobs Home
Register Here to Apply for Jobs or Post Jobs. X
More jobs:
Risk Manager/Analyst Financial Compliance

Senior Analyst, Compliance Third-Party Risk Management; TPRM

Job in Markham, Ontario, Canada
Listing for: The Toronto-Dominion Bank (Canada)
Full Time position
Listed on 2026-02-17
Job specializations:
  • Finance & Banking
    Risk Manager/Analyst, Financial Compliance
Job Description & How to Apply Below
Position: Senior Analyst, Compliance Third-Party Risk Management (TPRM) (4500)

Description

:

Key Responsibilities:

  • Compliance Governance Management:

    Develop and maintain Enterprise Compliance TPRM Standard and procedure documents; perform annual refreshes

    Conduct training for impacted stakeholders

    Participate as a stakeholder in annual Global/US Compliance TPRM procedure review to ensure alignment with Enterprise Compliance TPRM Standard Perform gap assessments against TPRM Policy and Standards
  • Monitoring, Testing, and Issue Management:

    Establish Quality Assurance (QA) process

    Develop controls and monitoring testing

    Conduct Business Line Third Party Oversight Reviews to assess adequacy of business/first line oversight over third party's processes related to compliance with consumer regulations.

    Provide oversight for Issues and Findings assigned to Global and US Compliance Own current Issue remediation efforts
  • Reporting and Stakeholder Engagement:

    Coordinate with the reporting team to develop and deliver regular reporting to senior management on key third-party compliance risks, trends, and remediation efforts.

    Conduct thematic analysis of issues/findings to identify program enhancement opportunities

    Participate in relevant governance committees, risk forums, and third-party oversight meetings to represent CPG's perspective on third-party risk.

    Ensure regulatory changes impacting third-party compliance risk are identified, assessed, and integrated into TPRM processes.

    Serve as SME for Enterprise Compliance TPRM

    • Qualifications:

  • 5+ years of experience in compliance, risk management, internal audit, or related fields, with demonstrated leadership or team management experience. Preferred experience in fintech, regulated financial services institutions, or consulting firms.
  • Ability to thrive in a fast-paced, deadline-driven environment, including by demonstrating excellent time management and planning skills, along with the ability to handle multiple assignments at the same time.
  • Experience with regulatory programs or consent order projects.
  • Familiarity with developing and implementing governance documents and conducting testing for adherence.
  • Experience in project management and/or managing issues through remediation.
  • Ability to effectively partner with cross-functional teams, including Operational Risk, TPRM, and Business Owners.
  • Analytical and communication skills with the ability to escalate and articulate risks to senior leadership.
  • Professional demeanor, excellent interpersonal skills, capable of working with all levels of internal and external staff including regulators and collaborating across large organizations.
  • Ability to work in a team dynamic.
  • Skilled in Word, Excel, PowerPoint, Outlook, Teams, Microsoft Office Suite, MS Project, Visio, and Power BI.

    • Who We Are:

    TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support.

    We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities and colleagues.

    TD is deeply committed to being a leader in customer experience, that is why we believe that all colleagues, no matter where they work, are customer facing. As we build our business and deliver on our strategy, we are innovating to enhance the customer experience and build capabilities to shape the future of banking. Whether you’ve got years of banking experience or are just starting your career in financial services, we can help you realize your potential.

    Through regular leadership and development conversations to mentorship and training programs, we’re here to support you towards your goals. As an organization, we keep growing – and so will you.

    Our Total Rewards Package
    Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals. Total Rewards at TD includes a base salary, variable…

    Position Requirements
    10+ Years work experience
    Note that applications are not being accepted from your jurisdiction for this job currently via this jobsite. Candidate preferences are the decision of the Employer or Recruiting Agent, and are controlled by them alone.
    To Search, View & Apply for jobs on this site that accept applications from your location or country, tap here to make a Search:
     
     
     
    Search for further Jobs Here:
    (Try combinations for better Results! Or enter less keywords for broader Results)
    Location
    Increase/decrease your Search Radius (miles)

    Job Posting Language
    Employment Category
    Education (minimum level)
    Filters
    Education Level
    Experience Level (years)
    Posted in last:
    Salary
    Advanced Search