Principal Risk Specialist | Retail Bank

* Collaborate with business Process Owners and Risk Advisors to assess control activities and recommend control enhancements as needed.
* Review and analyze complex business and certain technology processes to assess the current risk and control environment for potential control updates.
* Engage and advise our business and risk partners on how to design effective controls in our control environment related to business risks in addition to regulatory and internal policy requirements.
* Identify and assist with remediation of identified gaps in our control environment due to regulatory and internal policy updates.
* Explore and collaborate with business and risk office partners in root cause analysis for ineffective control results.
* Contribute to reporting necessary to inform the Accountable Executives and other key stakeholders on the status of control suite effectiveness and issue remediation.
* Perform quality reviews and assessments on control testing results.
* Validate the effectiveness of remediation efforts for issues generated from Audits, Regulatory Exams, and various other assessments.
* Engage with our Risk Office and business partners on how to design and document effective controls in our control environment related to business risks in addition to regulatory and internal policy requirements.
* Advise and assist with remediation of identified gaps in our control environment due to regulatory and internal policy updates.
* Possess solid verbal and written communication skills to communicate effectively and present to a range of Risk Office, business and functional stakeholder groups.
* Apply sound inquiry and analysis to make recommendations and decisions.
* Be intellectually curious to question the obvious, explore options, and develop alternatives.
* At least 2 years of experience in Control Testing or Risk Management
* At least 2 years of Financial Services, Audit, or Risk Management experience
* At least 2 years of experience supporting, partnering and interacting with internal business clients
* 3+ years of experience in Project or Process Management
* 3+ year of experience in Controls Testing or Risk Management
* 1+ year of experience in Change Management
* 3+ years of experience supporting, partnering and interacting with internal business clients

Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the . Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.
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