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Regulatory Compliance Specialist

Broker-Dealer Compliance & Consulting Leader

Job in Medford, Jackson County, Oregon, 97504, USA
Listing for: ACA Group
Full Time position
Listed on 2026-01-12
Job specializations:
  • Management
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 100000 - 125000 USD Yearly USD 100000.00 125000.00 YEAR
Job Description & How to Apply Below
A leading governance and compliance advisor is seeking a Managing Director for their Broker Dealer Consulting practice. This role involves driving growth, managing operations, and ensuring compliance with FINRA regulations. The ideal candidate has over 10 years of leadership experience in compliance or consulting, excellent strategic and communication skills, and relevant regulatory certifications. The position offers a competitive compensation package, including medical benefits and flexible work arrangements.
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