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Financial Services Banking Operations

Senior Retirement & Compliance Specialist

Job in Memphis, Shelby County, Tennessee, 37544, USA
Listing for: Raymond James Financial Services
Full Time position
Listed on 2026-01-09
Job specializations:
  • Finance & Banking
    Financial Services, Banking Operations
Salary/Wage Range or Industry Benchmark: 60000 - 80000 USD Yearly USD 60000.00 80000.00 YEAR
Job Description & How to Apply Below
A financial services firm in Memphis seeks a qualified individual to manage customer service and compliance-related tasks. The role involves resolving escalated customer issues, participating in projects, and ensuring adherence to IRS regulations. Ideal candidates will demonstrate strong problem-solving skills and an understanding of financial services products. Certifications like the SIE Exam or FINRA qualifications are encouraged but not mandatory.

This position offers an opportunity to build client relationships while maintaining high service standards.
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Position Requirements
10+ Years work experience
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