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Risk Manager/Analyst Financial Compliance

Senior Branch Supervision & Compliance Lead

Job in Memphis, Shelby County, Tennessee, 37544, USA
Listing for: Raymond James Financial, Inc.
Full Time position
Listed on 2026-01-03
Job specializations:
  • Management
    Risk Manager/Analyst
  • Finance & Banking
    Risk Manager/Analyst, Financial Compliance
Job Description & How to Apply Below
A financial services firm is seeking a supervisory role in Memphis, TN. The candidate will oversee compliance with firm and regulatory policies, educate branch staff, and travel to branch locations for supervisory visits. A Bachelor's degree is required along with 5 years of experience in financial services. Licenses such as SIE and Series 7 are mandatory. Strong leadership and communication skills are essential, as is the ability to handle multiple tasks in a fast-paced environment.
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Position Requirements
10+ Years work experience
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