Investment & Planning Specialist

1 week ago Be among the first 25 applicants

This range is provided by Northwestern Mutual Twin Cities. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

$60,000.00/yr - $75,000.00/yr

Direct message the job poster from Northwestern Mutual Twin Cities

Northwestern Mutual is a rapidly growing, integrated financial services firm. We proudly represent the 160-year tradition of Northwestern Mutual, which has recently been recognized as one of the largest and fastest growing Broker/Dealers in the industry. The rapid growth of our firm brings an opportunity to join one of Northwestern Mutual’s premier teams as an Investment & Planning Specialist.

Responsibilities:

Investment Services

• Complete, submit, and track account investment paperwork until open/funded
• Assist with any asset movement including contribution adjustments, trading, transfers, rollovers, conversions, and more
• Complete trade tickets for submission to operations department
• Manage service-related tasks for client investment accounts
• Respond to investment related compliance requirements, alerts, and flags. Manage the investment record keeping practice for the firm. Maintain FINRA state registrations.
• Follow up with clients with statements, contributions, Docu Sign, etc.
• Respond to client inquiries for investment account information, services, and charges.

Planning Services

• Create and/or modify PX plans as necessary
• Prepare and design case prep for financial planning meetings
• Run investment reports for client use or team use
• Participate in weekly and monthly team meetings to assess goals
• Work collaboratively as a team on strategic planning for clients
• Projects as assigned
• Effectively communicate with the team, prioritizing time-sensitive tasks

Qualifications:

• Life and Health license preferred or obtained within 3 months of hire
• SIE, Series 7 and 63 preferred or obtained within 3 months of hire
• Completion of annual continuing education to maintain FINRA and company registrations required
• Bachelor’s degree in business, finance and/or equivalent work experience
• Strong organizational and time management skills with the ability to set priorities and meet deadlines
• Strong attention to detail, accuracy and reliability
• Ability to maintain a high degree of confidentiality
• Ability to thrive in a fast-paced environment
• Ability to adapt to change and identify process improvements
• Efficient communicator with both clients and team members

• Seniority level Associate

• Employment type
  
  Full-time

• Job function Finance

Referrals increase your chances of interviewing at Northwestern Mutual Twin Cities by 2x

Medical insurance

Vision insurance

401(k)

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