Email Surveillance Principal, Broker-Dealer
Listed on 2026-10-16
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Business
Regulatory Compliance Specialist
StoneX Group is seeking an Email Surveillance Specialist to monitor broker-dealer communications, including email and social media, ensuring regulatory compliance and firm policy adherence. The role supports institutional operations and involves collaboration with the supervisory team.
The position requires 2+ years in broker-dealer supervision, appropriate licenses (Series 7, 24, 63), and strong communication skills.
We invite applications for the Email Surveillance Principal, Broker-Dealer position located in Miami, FL, United States.
Join us at StoneX Group as our next Email Surveillance Principal, Broker-Dealer in Miami, FL, United States.
We are currently recruiting a Email Surveillance Principal, Broker-Dealer for our team in Miami, FL, United States.
This is an excellent opportunity to take on the Email Surveillance Principal, Broker-Dealer role at StoneX Group.
As a Email Surveillance Principal, Broker-Dealer, you will play an important part at StoneX Group in Miami, FL, United States.
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