Compliance Trade Surveillance Specialist Hedge Fund Miami office. Relo

Compliance Trade Surveillance Specialist - Hedge Fund Miami

Join to apply for the Compliance Trade Surveillance Specialist Hedge Fund Miami 5 days a week in the office. Relo package role at Traxion Group, Inc.

This range is provided by Traxion Group, Inc.. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

$/yr - $/yr

• General trading surveillance reviews, including focus on potential market manipulation and insider trading.
• Monitoring daily surveillance reports using exception reports and other tools.
• Review trade alerts and elevate findings as needed.
• Undertake special compliance related projects as assigned.
• Maintain accurate, organized compliance books and records.

• 5+ years of experience. Prior surveillance or related experience at regulatory authority, bank/broker or buy-side firm is ideal.
• Specific experience in equity or futures market is preferred.
• Bachelor’s degree in Finance, Economics or similar is preferred.
• Series 7 or 3 is a plus.
• Strong communication and analytical skills.
• Creative problem-solving abilities.
• Ability to manage multiple tasks simultaneously.
• Strong attention to detail with a solid sense for discretionary escalation.
• Ability to identify complex problems and evaluate options based on related information.
• Highly motivated self-starter with flexibility to work under pressure and meet deadlines.
• Team player with enthusiasm for trading markets.
• Advanced proficiency in Excel, particularly in working with large data sets.
• Experience in Nasdaq Trade Surveillance System (NTS), Actimize, or Tableau is a plus.
• Familiarity with creating and maintaining metrics reporting dashboards to track compliance activities and performance.
• Compensation for this role (salary + bonus) is $140,000.

Mid-Senior level

Full-time

Management and Manufacturing