Anti- Laundering Analyst

We are seeking an AML Analyst to join our client's team. This role investigates suspicious financial activity (alerts) using monitoring systems, conducts deep-dive research on clients (CDD/EDD), files Suspicious Activity Reports (SARs), ensures OF/sanctions compliance, and collaborates with Legal/Ops, focusing on FINRA/SEC rules to prevent money laundering, terrorism financing, and fraud within the securities environment, requiring strong analytical, communication, and risk management skills.

• Alert Investigation
  :
  Analyze alerts from transaction monitoring systems (like Actimize) for potential illicit financial activity.
• SAR Filing
  :
  Prepare and file Suspicious Activity Reports with FinCEN for high-risk cases within regulatory deadlines.
• Customer Due Diligence (CDD/EDD):
  Perform enhanced due diligence on high-risk clients, including Politically Exposed Persons (PEPs) and complex structures, checking for negative news.
• Regulatory Compliance
  :
  Ensure adherence to BSA/AML, OFAC, Patriot Act, FINRA, and SEC regulations.
• Sanctions Screening
  :
  Review and resolve OFAC/sanctions-related transaction alerts.
• Reporting & Escalation
  :
  Document investigations, elevate findings to management, and potentially respond to law enforcement requests.
• Policy & Training
  :
  Assist in updating AML policies, procedures, and delivering internal training.
• Cross-Functional Collaboration
  :
  Work with Legal, Operations, Tech, and business units on compliance matters.

• Knowledge
  :
  Strong understanding of AML/BSA regulations, money laundering typologies, and the securities industry.
• Analytical
  :
  Ability to analyze complex data, identify patterns, and make informed conclusions.
• Technical
  :
  Proficiency with AML software, internal systems, and research tools.
• Communication
  :
  Excellent written and verbal skills for reports and inter-departmental communication.
• Organizational
  :
  Strong time management, prioritization, and multitasking abilities.
• Education/Experience
  :
  Bachelor's degree often required, with experience in compliance, audit, or financial crime.