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Regulatory Compliance Lead – Broker-Dealer & MSB

Job in Miami, Miami-Dade County, Florida, 33222, USA
Listing for: Avenue
Full Time position
Listed on 2026-10-18
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Crime
Salary/Wage Range or Industry Benchmark: 120000 - 180000 USD Yearly USD 120000.00 180000.00 YEAR
Job Description & How to Apply Below

A Avenue está buscando um Gerente de Conformidade Regulatória para liderar as atividades de governança, controles e submissões regulatórias relacionadas a broker-dealer e MSB. O profissional atuará com stakeholders multifuncionais para fortalecer a cultura de risco e conformidade.

O candidato ideal terá 5+ anos de experiência, conhecimento de FINRA/SEC, e habilidades de comunicação. Requisitos incluem diploma de bacharel, fluência em português e inglês, e disponibilidade para atuação 100%

Da el paso como Regulatory Compliance Lead – Broker-Dealer & MSB en Avenue en Miami, FL, United States y crece con nosotros.

Este puesto de Regulatory Compliance Lead – Broker-Dealer & MSB está disponible en Avenue.

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