FinOP Leader: Regulatory Compliance & Financial Control
Listed on 2026-11-04
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Finance & Banking
Financial Compliance, Regulatory Compliance Specialist, Wealth Management, Financial Manager -
Management
Regulatory Compliance Specialist, Wealth Management, Financial Manager
Creand Wealth Management is seeking an experienced FINOP to join our Miami office (Brickell) and oversee financial and operational compliance for our broker-dealer. The FINOP will be the designated financial principal responsible for financial reporting, net capital, books/records, regulatory filings, and internal controls.
The role requires Series 27/28, GAAP knowledge, and experience with SEC/FINRA regulations, plus bilingual Spanish fluency.
This posting is for the FinOP Leader:
Regulatory Compliance & Financial Control role at Creand Wealth Management (Beta Capital), based in Miami, FL, United States.
Are you ready to take on the FinOP Leader:
Regulatory Compliance & Financial Control role at Creand Wealth Management (Beta Capital)?
We would love to welcome a new FinOP Leader:
Regulatory Compliance & Financial Control to our organisation in Miami, FL, United States.
For the FinOP Leader:
Regulatory Compliance & Financial Control position at Creand Wealth Management (Beta Capital), we are reviewing applications now.
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