Operations Senior IT Risk Analyst

This role will help support and strengthen our clients' operational risk and controls framework as the firm continues to grow. The Risk Analyst will be hands-on with control testing, monitoring, identifying potential risks, and supporting remediation efforts, with a particular focus on IT controls and operational processes. It's a great opportunity to work cross-functionally with teams like Compliance, Finance, Operations, and IT while helping improve and build out processes as the business scales.

• Building, enhancing, and operating the firm's Operational Risk and Control environment for Wealth Management, including control design and implementation; control monitoring and testing
• Executing, supervising and/or QA of control performance for:
• IT General Controls
• Custodian User Access and Segregation of Duty Reviews
• Conducting design and operating effectiveness control testing
• Developing and maintaining business procedures, playbooks, and guidance that enable consistent execution of those standards.
• Translating complex risks and control remediation plans into clear, actionable tasks
• Partnering with Compliance, Finance, Operations and IT to support strategic priorities, risk mitigation and control execution
• Support special projects and ad hoc analyses related to corporate strategy, acquisition integration and control establishment
• Preparing reports, dashboards, and risk insights for senior leadership

• Hands-on knowledge of Internal Controls over Financial Reporting / SOX 404, Risk and Control Self-Assessments (RCSA), SOC reporting, control design and operating effectiveness testing, and remediation
• 3+ years of experience in the financial services industry preferred
• Knowledge of Sales Force, Addepar and Workday a plus
• Experience in implementing Metric Stream a plus
• Experience in implementing AI for process automation a plus