Operations Risk Manager

This role will play a key part in strengthening our clients' operational risk and controls framework as the firm continues to grow. The Operations Risk Manager will be responsible for designing, implementing, and testing internal controls, identifying areas for improvement, and driving remediation efforts across the business. It's a hands-on opportunity with significant cross-functional exposure and the ability to help shape and enhance processes as the organization scales.

4 days in office in Brickell

• Building, enhancing, and operating the firm’s Operational Risk and Control environment for Wealth Management, including control design and implementation; control monitoring and testing
• Executing, supervising and/or QA of control performance for:
• Contract to billing
• Money movement
• Custodian User Access and Segregation of Duty Reviews
• Conducting design and operating effectiveness control testing
• Developing and maintaining business procedures, playbooks, and guidance that enable consistent execution of those standards.
• Translating complex risks and control remediation plans into clear, actionable tasks
• Partnering with Compliance, Finance, Operations and IT to support strategic priorities, risk mitigation and control execution
• Support special projects and ad hoc analyses related to corporate strategy, acquisition integration and control establishment
• Preparing reports, dashboards, and risk insights for senior leadership

• Hands-on knowledge of Internal Controls over Financial Reporting / SOX 404, Risk and Control Self-Assessments (RCSA), SOC reporting, control design and operating effectiveness testing, and remediation
• 5+ years of experience in the financial services industry preferred
• Bachelor's degree required. CPA or relevant audit certifications a plus