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Regulatory Strategy Lead BD & RIA Compliance
Job in
Miami, Miami-Dade County, Florida, 33222, USA
Listed on 2026-01-18
Listing for:
District Partners LLC
Full Time
position Listed on 2026-01-18
Job specializations:
-
Law/Legal
Regulatory Compliance Specialist
Job Description & How to Apply Below
A well-established financial services firm in Miami is seeking a dynamic Chief Compliance Officer to oversee compliance efforts across its operations. In this pivotal role, you'll provide guidance on FINRA/SEC regulations and partner closely with leadership to enhance processes. The ideal candidate brings a JD or legal background and strong judgment to simplify compliance for stakeholders. This is an exceptional opportunity to shape the firm's compliance future while enjoying Miami's vibrant environment.
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