Fund Compliance Leader – ETF & Mutual Funds
Listed on 2026-10-07
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Finance & Banking
Financial Compliance, Regulatory Compliance Specialist, Risk Manager/Analyst, Banking & Finance
U.S. Bank seeks a Fund Administration Compliance & Regulatory Manager to lead a team ensuring registered investment companies meet regulatory requirements, prospectus limits, internal policies, and client guidelines.
You will oversee monitoring, reporting, issue resolution, and audit support as the subject matter expert for ETF, mutual fund, and other funds. The ideal candidate has deep knowledge of the Investment Company Act of 1940, SEC reporting, fund governance, and risk management, plus
Are you ready to take on the Fund Compliance Leader – ETF & Mutual Funds role at U.S. Bank?
Consider building your career as a Fund Compliance Leader – ETF & Mutual Funds at U.S. Bank.
The Fund Compliance Leader – ETF & Mutual Funds position in the Finance, Management & Operations field is open for applications.
We have an opening for a Fund Compliance Leader – ETF & Mutual Funds in Milwaukee, WI, United States within Finance, Management & Operations.
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