Mutual Fund Attorney

What You ll Do

• Lead and support the preparation of regulatory filings for our mutual funds and registered investment adviser, including registration statements, prospectus supplements, shareholder reports, proxy statements, and more.
• Develop and present materials for quarterly Board meetings, and record minutes for key committees.
• Drive sub‑advisor due diligence and onboarding, including contract negotiation and Board communications.
• Analyze and implement SEC rule proposals, advising business partners and serving on strategic project teams.
• Support committees across brokerage, proxy, derivatives, liquidity risk management, and more.
• Contribute to the launch of new mutual funds and the evolution of our investment products.

• 3-5 years of legal experience in mutual funds, investment advisers, and related regulatory filings - gained at a law firm, in‑house, the SEC, or a fund services provider.
• Expertise in securities/banking law for variable insurance products, broker‑dealers, or OCC‑regulated banks is a plus.
• Proven experience with mutual fund Board governance, launching new funds, and changing sub‑advisors.
• Juris Doctorate and exemplary academic record;
  Wisconsin law license (or commitment to obtain within one year) is required.

• Exceptional communication, analytical, and presentation skills.
• Creative, detail‑oriented, and comfortable with ambiguity.
• High integrity, ethical standards, and a positive, collaborative attitude.
• Self‑motivated, proactive, and able to prioritize multiple tasks effectively.
• Strong problem‑solving skills and practical business judgment.
• Flexibility and adaptability to meet evolving business needs.

• Be part of a diverse, inclusive, and nationally recognized Law Department, with 130+ members from across the country and a culture that values every background and perspective.
• Work in‑house on high‑impact projects, with minimal reliance on outside counsel and direct engagement in business strategy.
• Competitive compensation, annual bonus eligibility, and opportunities for career growth.
• Join a Fortune 500 leader with $378 billion in assets, $38 billion in revenues, and a legacy of helping millions achieve financial security.

#LI‑Hybrid

Compensation Range:

Pay Range - Start:

$

Pay Range - End:

$

Geographic Specific Pay Structure:

Structure 110:

$ USD - $ USD

Structure 115:

$ USD - $ USD

We believe in fairness and transparency. It's why we share the salary range for most of our roles. However, final salaries are based on a number of factors, including the skills and experience of the candidate; the current market; location of the candidate; and other factors uncovered in the hiring process. The standard pay structure is listed but if you re living in California, New York City or other eligible location, geographic specific pay structures, compensation and benefits could be applicable,  to learn more.

Grow your career with a best‑in‑class company that puts our clients  interests at the center of all we do. Get started now!

Northwestern Mutual is an equal opportunity employer who welcomes and encourages diversity in the workforce. We are committed to creating and maintaining an environment in which each employee can contribute creative ideas, seek challenges, assume leadership and continue to focus on meeting and exceeding business and personal objectives.

Decision Making (NM) - Expert, Attention to Detail (NM) - Expert, Cross Functional Partnering & Planning (NM) - Expert, Policy & Procedure (NM) - Expert, Risk Assessment & Identification (NM) - Expert, Business Influence (NM) - Expert, Project Management (NM) - Expert, Continuous Improvement (NM) - Expert, Accountability (NM) - Expert

We re excited about the potential people bring to Northwestern Mutual. You can grow your career here while enjoying first‑class perks, benefits, and our commitment to a culture of belonging.

• Flexible work schedules
• Concierge service
• Comprehensive benefits
• Employee resource groups