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Regulatory Compliance Lead, Financial Services

Job in Minneapolis, Hennepin County, Minnesota, 55400, USA
Listing for: EisnerAmper
Full Time position
Listed on 2026-10-13
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Compliance, Financial Services, Banking & Finance
Salary/Wage Range or Industry Benchmark: 85000 - 120000 USD Yearly USD 85000.00 120000.00 YEAR
Job Description & How to Apply Below

Prosperity - An Eisner Amper Company is seeking a detail-oriented Compliance professional to support the firm's regulatory compliance program. You will help review policies, monitor regulatory filings, and assist with examinations while collaborating across teams to strengthen compliance practices.

You will play a key role in ensuring adherence to laws and internal policies, maintaining a culture of integrity and accountability, and supporting the firm’s growth in retirement plan services.

We are currently recruiting a Regulatory Compliance Lead, Financial Services for our team in Minneapolis, MN, United States.

This role, Regulatory Compliance Lead, Financial Services at Eisner Amper, could be your next career step.

Are you ready to take on the Regulatory Compliance Lead, Financial Services role at Eisner Amper?

We would love to welcome a new Regulatory Compliance Lead, Financial Services to our team in Minneapolis, MN, United States.

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