Deputy Chief Compliance Officer – Global Compliance & Surveillance
Listed on 2026-10-07
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Finance & Banking
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Government
Garda Capital Partners seeks a Deputy Chief Compliance Officer to join our Wayzata or New York City office. This in-office role with flexibility between locations will guide Garda's global compliance program, drive strategy and execution, and oversee surveillance, regulatory responses, and ethics processes.
The ideal candidate has 10+ years in SEC/FINRA-regulated settings, strong leadership and analytical abilities, and knowledge of capital markets.
Join us at Garda Capital Partners as our next Deputy Chief Compliance Officer – Global Compliance & Surveillance in Wayzata, MN, United States.
This is a strong position to take on the Deputy Chief Compliance Officer – Global Compliance & Surveillance role at Garda Capital Partners.
As a Deputy Chief Compliance Officer – Global Compliance & Surveillance, you will play an important part at Garda Capital Partners in Wayzata, MN, United States.
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