Senior Audit Manager - Controllers and SEC Reporting

The Senior Audit Manager is a management position responsible for managing a complex and critical unit within Internal Audit.

The role is responsible for key assurance coverage within the Finance – Controllers function, including global processes and technical areas such as SOX, SEC Reporting, Accounting Policy, Balance Sheet Reconciliation and Substantiation, Business Controllers, Booking Controls and Models, and will interact with senior members of Finance, as well as within the five businesses and technology.

Key Responsibilities

Manage a team of Internal Audit professionals across multiple locations, recruit staff, lead professional development, build effective teams, and manage a budget

Participate in major business initiatives and pro-actively advise and assist the business on change initiatives, being able to provide challenge and manage complex interdependencies.

Develop and maintain relationships with a broad range of key stakeholders, both within IA and the business.

Partner with Directors and Managing Directors to develop approaches for addressing broader corporate emerging issues.

Deliver audit assurance, Internal Audit and Regulatory issue validation and business monitoring and governance committee reports

Implement integrated auditing concepts and technology, and follow trends in the Audit field and adapt them for the Audit function

Identify solutions for a variety of complex and unique control issues, utilizing complex judgement and sophisticated analytical thought

Analyze report findings, and recommend interventions where needed, proposing creative and pragmatic solutions to risk and control issues

Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm’s reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the activity of others and create accountability with those who fail to maintain these standards.

Qualifications

10+ years of experience in a related internal or external audit role

5+ years of audit experience in large-scale, international banking; finance focus preferred

Internal controls over financial reporting (ICFR) / SOX audit experience required

SEC Reporting under U.S. GAAP or IFRS audit experience required

Related certifications (CPA, ACA, CFA, CIA, CISA or similar) preferred

Specific subject matter expertise in audit, finance and U.S. reporting processes and systems is preferred.

Advanced skills in issue management and resolution with senior stakeholders

Demonstrated successful experience in business, functional and people management

Proven ability to execute concurrently on a portfolio of high-quality deliverables according to strict timetables

Demonstrated ability to implement continuous improvement and innovation in audit tools and techniques

Consistently demonstrates clear and concise written and verbal communication

Demonstrated ability to remain unbiased in a diverse working environment

Effective negotiation skills

Education

Bachelor’s degree/University degree or equivalent experience

Master’s degree preferred

Job Family Group
Internal Audit

Job Family
Audit

Time Type
Full time

Primary Location Full Time Salary Range
$ - $

Most Relevant Skills
Controls Assessment, Data Analysis, Industry Knowledge, Issue Management, Laws and Regulations, Risk Management Lifecycle, Root Cause Analysis.

Other Relevant Skills
For complementary skills, please see above and/or contact the recruiter.

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