Compliance & Trading Oversight Associate
Job in
California, Moniteau County, Missouri, 65018, USA
Listed on 2026-01-01
Listing for:
Alexander Chapman
Full Time
position Listed on 2026-01-01
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Services
Job Description & How to Apply Below
A growing investment platform is seeking a Compliance Associate in Los Angeles, CA. This role includes overseeing trading activities, executing compliance reviews, and managing regulatory obligations. The ideal candidate will have over 3 years of experience in investment compliance and a strong analytical mindset. Applicants should be comfortable using compliance platforms and have a good understanding of trading workflows. A competitive salary and full-time employment offer are provided.
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Position Requirements
10+ Years
work experience
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