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Compliance Assistant

Job in California, Moniteau County, Missouri, 65018, USA
Listing for: Surprise Insights
Full Time position
Listed on 2026-01-01
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Compliance
Job Description & How to Apply Below
Location: California

We’re looking for a Compliance Assistant to support regulatory documentation, internal audits, and policy tracking. You’ll ensure the company remains compliant with internal procedures and external regulations.

Responsibilities
  • Review documentation for compliance accuracy and completeness.
  • Maintain compliance checklists and regulatory logs.
  • Support preparation for internal and external audits.
  • Assist in updating policies and compliance procedures.
  • Prepare compliance reports and summaries for management.
  • Coordinate with teams to ensure timely document submissions.
Requirements
  • Strong documentation skills and attention to detail.
  • Ability to understand regulatory guidelines.
  • Proficiency in Excel/Sheets.
  • Excellent organization and time‑management skills.
  • Prior compliance or audit exposure is a plus.
Compensation

Salary based on experience. Potential bonuses for audit and compliance performance. Growth path into Compliance Analyst or Regulatory Officer roles.

Credit Score Requirement

Access to sensitive compliance data requires a standard credit check and background verification before interviews.

Hiring Process

We may use artificial intelligence (AI) tools to support parts of the hiring process, such as reviewing applications, analyzing resumes, or assessing responses. These tools assist our recruitment team but do not replace human judgment. Final hiring decisions are ultimately made by humans. If you would like more information about how your data is processed, please contact us.

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