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Regulatory Compliance Specialist

New Business Associate: Securities Processing

Job in Montpelier, Washington County, Vermont, 05604, USA
Listing for: National Life Group
Full Time position
Listed on 2026-01-01
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
  • Business
    Regulatory Compliance Specialist
Job Description & How to Apply Below
A financial services firm in Montpelier, Vermont is seeking a proactive New Business Associate to support securities application processing. Responsibilities include maintaining client profiles, ensuring accurate business operations, and collaborating with team members. Applicants should have strong organizational skills and customer service experience, with flexibility to work onsite four days a week. Benefits include customizable options starting day one and potential additional compensation.
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Position Requirements
10+ Years work experience
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