Financial Compliance Examiner

Location: Montreal

Take on a crucial role with CIRO as a Financial Compliance Examiner for a 12-month hybrid contract. Enhance your career by ensuring that member firms adhere to regulatory standards and internal controls.

In this role, you'll independently verify financial submissions and perform field examinations of various member firms. The position will involve planning examinations tailored to specific risk evaluations and documenting compliance processes. Your expertise will help maintain the integrity of Canada’s financial markets, making this a significant role for those passionate about regulatory standards.

Key Responsibilities:

• Conduct detailed field examinations on member firms

• Perform research and gather necessary information

• Plan and execute tailored examination approaches

• Evaluate internal controls and financial procedures

• Document workflows and compliance checks

Requirements:

• Minimum 2-3 years of relevant experience in finance

• Thorough knowledge of Canadian Auditing Standards

• Skills in documentation and compliance testing

• Strong communication abilities both written and oral

• Canadian Securities Course completion an asset

Join CIRO and protect the future of Canadian investment through diligent compliance practices.