Anti-Fraud Officer–Risk Assessment, Control Testing, Thematic Review

Anti-Fraud Officer–Risk Assessment, Control Testing, Thematic Review

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Your role
Do you want to combat fraud and prevent financial crime? Are you a team player able to partner across an organization and provide subject matter expertise for the development and implementation of robust fraud risk mitigation? Can you play a key role in providing oversight, advice and challenge across a comprehensive fraud program?

• Provide oversight, advisory and challenge to the UBS businesses in the US in their management of fraud risk and adherence to the requirements of the fraud program, including identification of key risks and execution of risk assessment processes (RCSA, macro and micro assessments, Dynamic Risk Assessment, cyclical refresh processes)
• Conduct thematic reviews in key areas of risk which require deeper analysis
• Test and assess the fraud control framework, including design and operating effectiveness of Key Procedural Controls, technology and tools used for fraud detection and prevention
• Work with the FCP colleagues to ensure assessment of fraud risks and controls relevant to New Business Activities
• Support the articulation and assessment of the fraud risk profile and challenge the effectiveness of the entity’s execution of the conduct risk framework and management activities

• Staying abreast of industry developments, emerging risks and fraud trends, including regulatory and legislative advisories, and communication to stakeholders
• Participation in regulatory examinations and engagements, internal audits and reviews related to the fraud program, ensuring completion of remedial actions
• Participation in Financial Crime Committees and Governance Forums, presenting findings and updates relevant to the fraud program
• Partnering with second line of defense central fraud framework teams to develop and implement a comprehensive fraud program

• Preferably 4-year college degree or international equivalent
• Ideally 3+ years of prior fraud prevention, financial crimes or related regulatory experience with a retail/or commercial bank, digital bank, fintech, or payments/money movement company
• Experience handling sensitive information with a high degree of discretion
• Proven experience in fraud risk management, financial crimes or regulatory role in consumer, corporate, or commercial banking; fin-tech or digital bank experience preferred covering deposit products and money movement services
• Strong Microsoft Office skills (PowerPoint, Excel)
• Strong project organization skills and attention to detail; proven problem solving and decision making skills
• Excellent communication skills to technical and non-technical audiences
• Certifications such as CFE / ACFP / ACAMS are a plus
• Experience testing and improving fraud control frameworks, ability to challenge and communicate effectively with stakeholders

US only:
Expected salary range $90,000 to $120,000, with potential discretionary incentive compensation.

Full Time

Job Reference #: 328562

Locations:
Nashville, New York, Raleigh, Salt Lake City, Weehawken

Senior Level: Not Applicable

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.