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Chief Compliance & Regulatory Strategy Lead
Job in
Neath, Neath Port Talbot, SA11, Wales, UK
Listed on 2026-06-20
Listing for:
Clayton Davies
Full Time
position Listed on 2026-06-20
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist -
Management
Regulatory Compliance Specialist
Job Description & How to Apply Below
Clayton Davies is seeking a Head of Compliance to join a dynamic wealth management firm in the UK. The role involves leading the compliance framework, ensuring adherence to FCA regulations, and fostering a strong compliance culture.
Key responsibilities include managing regulatory relationships, compliance audits, and developing training programs. The ideal candidate will have significant experience in compliance within financial planning firms and possess at least a Level 4 Diploma in Financial Planning.
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