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Senior Compliance & Conduct Lead - Financial Services
Job in
Neath, Neath Port Talbot, SA11, Wales, UK
Listed on 2026-07-01
Listing for:
DF Capital
Full Time
position Listed on 2026-07-01
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Services, Financial Compliance, Risk Manager/Analyst
Job Description & How to Apply Below
DF Capital, based in Manchester, is seeking a Compliance Monitoring Advisor to oversee compliance with FCA regulations and guide business functions. This role offers autonomy to make compliance-related decisions and work dynamically across various subjects.
Candidate must have experience in compliance advice within financial services and solid knowledge of FCA Handbook. DF Capital provides a supportive environment with robust training and benefits, including private medical insurance and a vibrant office location.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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