Hybrid Compliance Analyst – Broker-Dealer & FINRA
Listed on 2026-10-11
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Finance & Banking
Regulatory Compliance Specialist
Wellington Management seeks a Compliance Analyst to support our broker-dealer compliance program within the Legal & Compliance group. The role involves providing compliance support for the broker-dealer entity, maintaining policies, and assisting with registration and regulatory testing.
The ideal candidate has 2–4 years in broker-dealer compliance, familiarity with FINRA rules, and strong analytical/communication skills.
We are seeking a motivated Hybrid Compliance Analyst – Broker-Dealer & FINRA to join Wellington Management in Needham, MA, United States.
The position is based in Needham, MA, United States.
This opportunity is part of our work in Legal, Management & Operations.
The advertised compensation is 80..
We aim to respond to suitable candidates as soon as possible.
Full responsibilities and requirements are described in the listing above.
Learn more about the Hybrid Compliance Analyst – Broker-Dealer & FINRA role in the description above.
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