Hybrid Compliance Analyst – Broker-Dealer & FINRA

Wellington Management seeks a Compliance Analyst to support our broker-dealer compliance program within the Legal & Compliance group. The role involves providing compliance support for the broker-dealer entity, maintaining policies, and assisting with registration and regulatory testing.

The ideal candidate has 2–4 years in broker-dealer compliance, familiarity with FINRA rules, and strong analytical/communication skills.

We are looking to fill the Hybrid Compliance Analyst – Broker-Dealer & FINRA position at Wellington Management in Needham, MA, United States.

We would love to welcome a new Hybrid Compliance Analyst – Broker-Dealer & FINRA to our team in Needham, MA, United States.

For the Hybrid Compliance Analyst – Broker-Dealer & FINRA position at Wellington Management, we are reviewing applications now.

Step into the Hybrid Compliance Analyst – Broker-Dealer & FINRA role at Wellington Management in Needham, MA, United States and grow with us.