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Associate Attorney
Job in
New York City, Richmond County, New York, USA
Listed on 2026-01-09
Listing for:
CivicMinds, Inc.
Full Time
position Listed on 2026-01-09
Job specializations:
-
Law/Legal
Regulatory Compliance Specialist, Financial Law -
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
- Public company rules and regulations (the Securities Act of 1933, the Securities Exchange Act of 1934)
- Public and private offerings of securities
- Knowledge of national securities exchange listing rules
- Reporting on Forms 10-K, 10-Q and 8-K
- Proxy statements for annual and special shareholder meetings
- Section 16 Reporting (Forms 3, 4 and
5)
- General corporate and corporate governance experience (e.g., drafting board resolutions, policies, press release, etc.)
- Broker-dealer, FINRA, investment adviser, or fund formation experience is a plus
Position Requirements
10+ Years
work experience
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