Internal Auditor

Our client, a renowned investment management and advisory firm, is looking for an experienced internal auditor to join their team. This individual will be assisting on all internal audit functions for our client’s asset management and broker dealer divisions. Responsibilities will include risk assessments, audit planning, audit testing, control evaluation, and audit reporting. The candidate must have at least two years’ experience with internal audit at a financial services firm, preferably within the asset management and/or broker dealer space.

• Participate in business monitoring, special projects and operational and financial audits
  Identify control weaknesses or areas of needed improvement, and recommend course of action
• Assure that audit fieldwork and reporting are complete in order to assist the Audit Committee and senior management in evaluating the effectiveness of internal controls over financial reporting
• Prepare/review control narratives and documentation that support the internal control structure
• Test the internal control framework in connection with the performance of operational audits and Sarbanes-Oxley testing

• 2+ years of experience with a focus on financial services, real estate, insurance or asset management clients
• Willing to take initiative
• Excellent oral and written communication skills

• $80,000 – $95,000

U.S. Citizen or have proof of legal authorization to work in the U.S.?