North America Broker-Dealer Compliance Lead
Listed on 2026-10-11
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Business
Regulatory Compliance Specialist
Wise is seeking a Lead Compliance Manager in New York to provide senior compliance leadership for its North America Assets. This critical role involves overseeing the compliance framework for Wise US Assets Inc. and engaging with regulators like FINRA and the SEC.
The ideal candidate should have over 12 years of relevant experience in broker-dealer regulatory compliance, strong knowledge of regulatory standards, and an ability to operate independently. This role includes responsibilities such as leading compliance engagement, ensuring operational readiness, and guiding product design processes.
This role is for the North America Broker-Dealer Compliance Lead role at Wise.
Are you ready to take on the North America Broker-Dealer Compliance Lead role at Wise?
We would love to welcome a new North America Broker-Dealer Compliance Lead to our organisation in New York, NY, United States.
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