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Compliance Auditor
Job in
New York, New York County, New York, 10261, USA
Listed on 2025-12-02
Listing for:
Employvision Inc.
Full Time
position Listed on 2025-12-02
Job specializations:
-
Finance & Banking
Auditor Accountant -
Accounting
Auditor Accountant
Job Description & How to Apply Below
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Certified in Mastering Linked In Recruiter AssessmentSummary:
- The Lead Auditor conducts audit assignments primarily in 2nd line corporate regulatory compliance from planning to issuance of the final report.
- This includes an assessment of the audited activity, the performance of tests, analysis and controls and the issuance of recommendations.
- He/she is responsible for the timeliness and comprehensiveness of the audit deliverables under the supervision of the Local Head of Audit or an Audit Supervisor.
- He/She is accountable for maintaining open communication with stakeholders, and drafting the management debriefing presentation and final report.
- He/she usually leads a team of several auditors.
- In most audits he/she also executes control sections of the audit.
- He/she generally, but not exclusively, leads audit assignments that have a focus corporate compliance and regulatory requirements.
- He/she provides support to other Managers for assignments where regulatory compliance expertise is needed.
- He/she monitors and validates the implementation of recommended corrective actions identified in audit or regulatory coverage.
Director
Employment typeFull-time
Job functionAccounting/Auditing
IndustriesInvestment Banking
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