More jobs:
Compliance Program Associate; SEC‑Registered
Job in
New York, New York County, New York, 10261, USA
Listed on 2025-12-03
Listing for:
Obra Capital, Inc.
Full Time
position Listed on 2025-12-03
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist -
Law/Legal
Regulatory Compliance Specialist
Job Description & How to Apply Below
Location: New York
A financial services firm in New York is seeking an experienced Associate, Compliance to manage SEC compliance processes. The role involves monitoring compliance, assisting in regulatory filings, and collaborating with various teams to maintain integrity and transparency in operations. Ideal candidates have 4–6 years of compliance experience and a strong understanding of federal securities laws. The position offers competitive salary within the range of $125,000 - $140,000.
#J-18808-Ljbffr
Position Requirements
10+ Years
work experience
To View & Apply for jobs on this site that accept applications from your location or country, tap the button below to make a Search.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
Search for further Jobs Here:
×