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RIA Compliance Leader — Outsourced CCO
Job in
New York, New York County, New York, 10261, USA
Listed on 2025-12-23
Listing for:
Trellis Group
Full Time
position Listed on 2025-12-23
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist -
Law/Legal
Regulatory Compliance Specialist
Job Description & How to Apply Below
A leading compliance advisory firm is seeking a Senior Principal Consultant/Outsourced Chief Compliance Officer in New York City. This role requires at least 6 years of investment adviser compliance experience, focusing on SEC regulatory guidance for clients. Candidates must possess excellent communication skills and the ability to work independently. The position offers a competitive salary and a hybrid work environment, with additional benefits including health coverage and student debt forgiveness.
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