Senior AML Compliance Associate

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X Group Inc.

Connecting clients to markets – and talent to opportunity. With 4,300 employees and over 400,000 retail and institutional clients from more than 80 offices spread across five continents, Stone

X Group is a Fortune‑100, Nasdaq‑listed provider focused on innovation, human connection, and world‑class products and services.

Location:

Miami, FL or Warren, NJ.

The Senior AML Compliance Associate conducts financial crime compliance investigations involving high‑risk customers, performs enhanced due diligence on accounts subject to AML reviews, and carries out periodic activity assessments. They handle escalations and inquiries within the AML function, evaluate information to identify risk factors, and deliver well‑documented assessments to AML Officers based on investigative research.

• Conduct financial crime compliance investigations on high‑risk customers.
• Perform enhanced due diligence (EDD) reviews of existing customer accounts.
• Carry out periodic activity assessments to identify unusual or suspicious patterns.
• Manage escalations and inquiries within the AML function.
• Evaluate customer information, assess risk factors, and provide clear, documented findings to AML Officers.
• Support the AML program by ensuring adherence to regulatory requirements.
• Handle AML escalations.

• 2‑5 years experience working directly in an AML Financial Crime Compliance Department within Financial Services (Private Banking, Broker‑Dealer, or Wholesale/Investment Banking).
• Experience conducting financial crime investigations, extensive enhanced due diligence, and activity reviews.
• Experience performing customer activity reviews.
• Active contribution to projects and enhancements within the AML Department.
• Ability to provide written assessment of findings.
• Strong communication and writing skills.
• Ability to collaborate, build relationships, and work across a multi‑site matrix environment.
• Experience using investigation tools such as Lexis Nexis, Dow Jones/Factiva, or similar systems.
• CAMS Certified (or willing to obtain within 18 months).
• Bachelor’s degree or equivalent.

Permanent, full‑time, hybrid. Salary range: $70,000 – $95,000 (subject to experience, qualifications, and market data). Eligible for incentive compensation and full range of benefits.