Strategic Compliance Lead, Fixed Income
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-01-07
Listing for:
Raymond James Financial, Inc.
Full Time
position Listed on 2026-01-07
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Services
Job Description & How to Apply Below
A prominent financial services firm in New York seeks an experienced compliance expert to provide guidance to the Fixed Income Sales & Trading teams. This role involves managing compliance processes, researching regulations, and enhancing operational efficiencies. The ideal candidate has a Bachelor's degree and a minimum of eight years of relevant experience in compliance or the financial services industry. Strong communication skills and a solid understanding of securities industry regulations are essential.
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