More jobs:
Compliance Monitoring & Testing Specialist
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-01-07
Listing for:
Social Capital Resources
Full Time, Seasonal/Temporary
position Listed on 2026-01-07
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Banking Operations, Financial Services
Job Description & How to Apply Below
Compliance Monitoring & Testing Specialist
Top‑Tier Bank in Midtown, Manhattan is seeking a Compliance Monitoring & Testing Specialist for a temporary to permanent position.
Base pay range: $35.00/hr – $47.00/hr
Responsibilities- Conduct ongoing monitoring and testing to ensure effective execution and sustainability of bank's adherence to all regulatory requirements (excluding Financial Crimes Compliance) and escalating any issues of non‑compliance.
- Work on regulatory requirements specifically Federal Reserve Bank of New York (FRBNY) and New York State Department of Financial Services (NYDFS) regulations.
- Conduct scoping analysis to identify which business units are within scope of testing relative to the regulatory requirement.
- Ensure written monitoring and testing results are thoroughly documented, clearly understood, and escalated appropriately.
- Monitor and test regulatory and internal requirement‑related controls in business‑level procedures or policies and identify control deficiencies.
- Develop reports of regulatory and internal requirement control deficiencies, including documentation of findings and tracking remediation objectives.
- Participate in planning, execution, and reporting of compliance assurance reviews and compliance and regulatory issue validation.
- Stay up to date on federal and state compliance updates.
- Bachelor's Degree.
- 3+ years in a compliance testing and monitoring position, focusing on non‑financial‑crimes compliance.
- 5 years of experience in compliance monitoring and testing.
- Knowledge of FRBNY and NYDFS regulations.
Associate
Employment typeContract
Job functionFinance
Referrals increase your chances of interviewing at Social Capital Resources by 2x.
Apply BELOW
To View & Apply for jobs on this site that accept applications from your location or country, tap the button below to make a Search.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
Search for further Jobs Here:
×