Trading Processing Consultant
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-01-07
Listing for:
Vertisystem Inc.
Full Time
position Listed on 2026-01-07
Job specializations:
-
Finance & Banking
Risk Manager/Analyst, Financial Compliance, Regulatory Compliance Specialist
Job Description & How to Apply Below
Job Title
Trading Processing Consultant
LocationNew York, NY 10019 (Hybrid role – 3 days onsite and 2 days remote)
Duration11/23/2025 to 11/19/2026
Looking for someone with about 2-3+ (at least) years of trading processing, clearing operations, deliveries / expiry processing or reg reporting experience
Cleared Derivatives Regulatory Reporting Control Team Description
- Seeking to add an experienced New York based Professional for Cleared Derivatives Regulatory Reporting Control Team. The candidate will be responsible for the following functions performed by the team:
- Managed day to day position reporting obligation for various for MSCO’s regulatory reports such as PCS, LOPR, CGM, OCR, etc.
- Responsible for assisting Legal & Compliance, Risk, and Senior Ops on Federal risk requirements such as examinations, process and control reviews, root cause analysis, and other key deliverables set by the Management.
- Proactively identify regulatory, reputational, or financial risk in current process
- Provide support to the organization on audit reviews and manage control-related activities that ensure a sound control environment.
- Maintain a strong control framework through the on-going development of strategic architecture, identifying key metrics such as KRIs, capacity & constraints, incident reporting and tracking;
- Assist in tracking manual processes, providing opinions and recommendations on risks and benefits on reg porting process and initiatives
- Collaborate with regional management to improve operational risk processes.
- Take active role on Projects to assist the management in improving control framework, streamlining processes, establishing new procedures and other initiatives management may require.
- Build a strong relationship with BU Risk management, Operations management, internal and external auditors, Legal and Compliance.
- Strong risk management and control mindset.
- Individual needs to be performance-driven, proactive, with proven ability to take on challenges, set and execute agenda.
- Candidate should be a dynamic self-starter with the ability to work either on their own initiative as well as be a solid team player with strong problem solving skills.
- Ability to evaluate and identify areas of risk across the organization.
- Identify and implement best practices and in some cases help shape the risk and project agenda.
- Ability to be flexible.
- Understanding of the related trade flows.
- Listed Derivatives or OTC Clearing experience is desirable but not required
- Risk management experience
- 2-3+ years of experience in the financial industry and exposure to various Regulatory reporting obligation
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