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Equities Compliance AVP — Regulatory Strategy & Oversight
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-01-10
Listing for:
Cantor Fitzgerald
Full Time
position Listed on 2026-01-10
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
A global financial services firm in New York is seeking an Assistant Vice President in Equities Compliance. This role involves providing regulatory guidance, supporting compliance frameworks, and collaborating with various business units. The ideal candidate has 3-5 years of relevant experience, a solid understanding of U.S. securities laws, and strong analytical skills. This position offers a dynamic environment with meaningful exposure to equities trading and compliance initiatives within a respected organization.
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