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Hybrid NYC Regulatory Compliance Director
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-01-12
Listing for:
Cardea Group
Full Time
position Listed on 2026-01-12
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist -
Management
Regulatory Compliance Specialist
Job Description & How to Apply Below
An established industry player is seeking a strategic compliance professional to join their New York office. This pivotal role involves advising clients in investment management on SEC and NFA compliance, ensuring adherence to complex regulations. The position offers a collaborative environment and the chance to make a significant impact as part of a high-performing team. With a hybrid work schedule, you will engage in critical compliance projects, develop client policies, and lead regulatory filings, all while contributing to the firm's reputation for excellence.
If you are passionate about compliance and looking to advance your career in a dynamic setting, this opportunity is perfect for you.
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