US Equities & Trading Control Manager - Vice President

Welcome to JPMorgan Chase. If you are looking to make a global impact in a fast-paced and dynamic environment, you've found the right role. Join the team that serves as the trusted control advisor for our Corporate & Investment Bank's US Business Control Management Equities Team. Engage with multiple internal and external partners to develop and execute key initiatives, focusing on operational risk excellence and control mitigation to manage continuous changes in the regulatory landscape.

As a Vice President on the Equities Business Control Management team, you will provide essential guidance and oversight to ensure JP Morgan maintains high standards of regulatory compliance. By joining our collaborative team, you will gain broad exposure across compliance domains while working with diverse stakeholders including trading supervisors and product managers. Responsibilities include maintaining a disciplined end-to-end control environment, identifying and escalating issues with urgency, and partnering with the business for timely remediation.

The team supports top-down risk analysis, real-time issue detection, escalation, and root cause remediation.

• Develop, draft, and implement robust policies and procedures to ensure compliance with regulatory requirements
• Research and analyze evolving regulatory frameworks to keep our processes aligned with current standards
• Serve as a subject matter expert on rules and regulations, providing critical support and guidance to teams across the firm
• Engage the trading desks and compliance to address real-time issues
• Efficiently triage and address compliance-related questions and incidents
• Engage with outside counsel and regulators regarding our supervisory framework
• Lead cross-functional initiatives to implement and enhance supervisory controls
• Update team leads and other internal decision-makers on regulatory compliance developments

• Bachelor’s degree or equivalent experience
• Minimum of 7 years of professional experience in financial services, with expertise in controls, audit, quality assurance, operational risk management, compliance, or a related business function
• Proficiency in Microsoft Office Suite (Word, Excel, PowerPoint)
• Strong written and verbal communication skills, with the ability to distill complex information, convey key messages, and interact effectively with senior management
• Advanced analytical thinking, systematic problem-solving abilities, and attention to detail
• Demonstrated organizational skills and a proven track record of managing competing priorities in a fast-paced environment
• Collaborative approach, with effective interaction across teams and global time zones
• Adaptability and openness to learning from feedback and new challenges

• FINRA
  
  Certifications:
  
  SIE, Series 7, Series 57, Series 63, Series 24
• Basic understanding of trade-life cycle, equity & markets
• Prior front office exposure preferred
• Experience with data analysis or familiarity with coding is advantageous, though not required