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Accounting & Finance Regulatory Compliance Specialist

Financial Controller

Job in New York, New York County, New York, 10261, USA
Listing for: Northbound Executive Search
Full Time position
Listed on 2026-01-17
Job specializations:
  • Finance & Banking
    Accounting & Finance, Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 80000 - 100000 USD Yearly USD 80000.00 100000.00 YEAR
Job Description & How to Apply Below
Location: New York

A top-tier Broker Dealer is seeking a Financial Controller to assist with account reconciliations and enhance team productivity. The role involves brokerage letter drafting and reconciliations.

Job Responsibilities:
  • Reconciling brokerage fees
  • Identifying and handling fee amounts
  • Drafting brokerage fee letters using templates
    • Job Requirements:
  • 2-5 years of experience in financial services or a brokerage firm
  • Prior experience with reconciliations
  • Knowledge of Futures, Commodities, and FX
  • Understanding of fixed income products is a significant plus
    • Additional Information:

    Job

    Application Process:
  • Fill out the application form with your first name, last name, email, cell phone, and upload your resume (DOC, DOCX, PDF, max 10MB).
  • Indicate if you are currently employed.
  • Confirm U.S. work authorization.
  • Specify how you heard about us.
  • If referred, provide the referrer's name or describe if 'Other' is selected.
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