Broker-Dealer Regulation Associate; Junior–Mid
Listed on 2026-10-06
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Finance & Banking
Regulatory Compliance Specialist -
Law/Legal
Regulatory Compliance Specialist, Financial Law
Location: New York
Morgan, Lewis & Bockius LLP seeks a junior/midlevel associate with 1–4 years of large law firm experience or equivalent in-house or with a regulatory organization to join our Investment Management - Financial Institutions practice, focusing on broker-dealer regulation and securities markets participants.
The role involves advising on federal/state securities laws, SEC/FINRA rules, registrations and exemptions, regulatory exams, and related enforcement defense.
Our group is growing, and we are hiring a Broker-Dealer Regulation Associate (Junior–Mid) in New York, NY, United States.
Please review the full job details above before applying.
If your experience matches this role, we encourage you to apply.
All applications are reviewed carefully by our team.
The position is based in New York, NY, United States.
This opportunity is part of our work in Finance, Legal.
The advertised compensation is 225..
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