HF/PE Compliance Officer
Listed on 2026-10-07
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Finance & Banking
Regulatory Compliance Specialist -
Law/Legal
Regulatory Compliance Specialist
- Hedge Fund / Private Equity About the Firm
A leading global private equity firm with more than $30 billion in assets under management.
Position DescriptionThe compliance professional will be based in New York and will focus on regulatory and administrative compliance, principally under US rules and regulations relating to the Investment Advisers Act. Specifically, the compliance professional will assist with compliance functions relating to the firm's Code of Ethics and Personal Trading Policy and monitoring of employee personal trading utilizing compliance software systems, and will participate in various compliance monitoring and testing projects.
The position will report to the Vice President
- Compliance.
The ideal candidate will have two or more years of compliance or regulatory experience at a financial services or investment firm, with a working understanding of compliance principles and US regulatory framework.
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