Chief Compliance & FINRA/SEC Oversight Leader
Listed on 2026-10-08
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Finance & Banking
Regulatory Compliance Specialist -
Management
Regulatory Compliance Specialist
Comunidade Metodista in New York City seeks a Chief Compliance Officer to lead the compliance program and oversee all FINRA and SEC activities in coordination with our partner firms.
You will review advertising and promotional materials for regulatory compliance and ensure sales and advisory representatives act in accordance with laws and standards.
This is a full-time, on-site role offering a challenging environment with opportunity to shape our governance framework and risk controls.
As a Chief Compliance & FINRA/SEC Oversight Leader, you will play an important part at Comunidade Metodista in New York, NY, United States.
All applications are reviewed carefully by our team.
The position is based in New York, NY, United States.
This opportunity is part of our work in Legal.
The advertised compensation is 180..
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