Brokerage Operations & Compliance Analyst
Listed on 2026-10-10
-
Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst -
Business
Regulatory Compliance Specialist, Risk Manager/Analyst
Stash Invest is seeking a Brokerage and Compliance Analyst to support the day-to-day brokerage operations of a growing investment advisor. The role involves assisting with account management, settlements, and regulatory compliance, plus operational reviews of accounts, positions and balances.
You will help implement controls, participate in supervisory procedures, and contribute to process improvements and new business initiatives.
Our organisation is growing, and we are hiring a Brokerage Operations & Compliance Analyst in New York, NY, United States.
Consider building your career as a Brokerage Operations & Compliance Analyst at Stash Invest.
The Brokerage Operations & Compliance Analyst position in the Finance, Management & Operations field is open for applications.
We have an opening for a Brokerage Operations & Compliance Analyst in New York, NY, United States within Finance, Management & Operations.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).